Industries / Financial services

Financial services

Meet regulator expectations without an enterprise budget.

Banks, credit unions, wealth managers, insurers and fintechs face the same regulators and the same attackers as the largest institutions, with a fraction of the staff. We close that gap.

Frameworks we help you meet

  • GLBA / FTC Safeguards Rule
  • SEC Regulation S-P
  • NYDFS 23 NYCRR 500
  • PCI DSS
  • DORA

What we hear from financial services leaders

The risks keeping you up at night.

Fraud targeting client funds

Business email compromise and wire fraud go straight for the money you hold in trust.

Prescriptive testing requirements

Rules like the FTC Safeguards Rule call for regular penetration testing and vulnerability assessments.

A named security leader

Regulations increasingly expect a qualified individual accountable for your security program.

How Legion helps

Offense, defense and leadership, built for financial services.

Continuous pentesting Testing on a cadence that meets and exceeds regulatory requirements. 24/7 SOC & MDR Detect account takeover and email compromise before funds move. Fractional CISO A qualified security leader who reports to your board and examiners. Dark web monitoring Early warning when client or employee credentials are exposed.

Talk to a team that knows your industry.

Tell us about your environment and obligations. We'll tell you where to start.

Schedule a consultation